Legal & Compliance
Legal Documentation &
Compliance
Complete transparency in our operations, licensing, and regulatory compliance. Access all our legal documents and understand how we protect your interests.
Our Legal Documents
We believe in complete transparency. Access all our legal documentation to understand our services, compliance standards, and how we protect your interests.
Financial Services Guide
Essential
Complete information about our financial services, licensing, and how we operate
CPD Policy
Professional
Financial Services Guide DASH
Platform Specific
Financial Services Guide for our DASH Investment Services Managed Discretionary Account (MDA)
Compliance Information
Our regulatory status and professional standards that ensure your financial advice meets the highest industry requirements.
Corporate Authorised Representative
Wealthlabplus Pty Ltd
Jack Sprout Investment Management Pty Ltd
ATF The Trustee for Sproule & Jackson Investment Unit Trust
Corporate Authorised Representative No. 001318464
AFS Licensee
MiPlan Advisory Pty Ltd (AFSL No: 485478)
Last Updated
Legal documents updated January 2025
Professional Standards
Compliant with ASIC regulations and industry best practices
Questions About Our Legal Documentation?
If you have any questions about our legal documents, compliance status, or regulatory obligations, we’re here to provide clarity and transparency.