Legal Documentation
Financial Services Guide
Important information about our financial services, adviser qualifications, and how we operate under Australian Financial Services legislation
Our Financial Services Guide Part 1 & 2 Version: 21082026 (21.08.26)
Adviser Profile Version: 2.0 (21.08.26)
Issued to: Scott Jackson, Phillip Sproule, and Daniel McMaster
- What is a Financial Services Guide (FSG)?
- About us
- What kinds of financial services we are authorised to provide
- The process we follow to provide financial services
- How we and our representatives are remunerated
- Any associations or relationships that might influence our services
- How we collect, use and disclose your information
- Our complaints handling procedures
- External dispute resolution procedures
- Australian Financial Services Licensee
Index Tracking Financial Advice Pty Ltd
ABN: 47 646 019 543
AFSL No: 566193
Head Office:
52 Grays Point Rd, Grays Point NSW 2232
- Corporate Authorised Representative
Wealthlabplus Pty Ltd
Contact Details:
- Corporate Authorised Representative
Jack Sprout Investment Management Pty Ltd
ATF The Trustee for Sproule & Jackson Investment Unit Trust
ABN: 97 823 350 599
Corporate Authorised Representative No: 001318464
of Index Tracking Financial Advice Pty Ltd
Corporate Authorised Representative entity only. This FSG does not describe this entity as an investment manager.
Contact Details:
- Your Authorised Representatives
Scott Jackson
Senior Financial Adviser
Authorised Representative No: 000425977
of Wealthlabplus Pty Ltd and Jack Sprout Investment Management Pty Ltd, Corporate Authorised Representatives of Index Tracking Financial Advice Pty Ltd
Phil Sproule
Senior Financial Adviser
Authorised Representative No: 001001459
of Wealthlabplus Pty Ltd and Jack Sprout Investment Management Pty Ltd, Corporate Authorised Representatives of Index Tracking Financial Advice Pty Ltd
Daniel McMaster
Financial Adviser
Authorised Representative No: 001316734
of Wealthlabplus Pty Ltd and Jack Sprout Investment Management Pty Ltd, Corporate Authorised Representatives of Index Tracking Financial Advice Pty Ltd
- Financial Services We're Authorised to Provide
Index Tracking Financial Advice is authorised to provide product advice on and to deal in the following strategies and classes of products:
Financial Planning Strategies:
- Strategic Financial Planning
- Superannuation and SMSF
- Retirement planning
- Portfolio Management
- Managed investments
- Securities (direct shares)
- Margin lending
- Personal risk insurance
Financial Product Classes
- Deposit and payment products limited to basic deposit products and deposit products other than basic deposit products
- Debentures, stocks, or bonds issued or proposed to be issued by a government
- Life Products including Investment Life Insurance Products, and Life Risk Insurance Products
- Interests in managed investment schemes (including Investor directed portfolio services)
- Retirement savings accounts (RSA) products
- Securities
- Superannuation
- Important Notice: Not Independent
Index Tracking Financial Advice Pty Ltd and its authorised representatives are not independent, impartial or unbiased because we receive commissions in relation to life risk insurance products and may receive other benefits permitted under the Corporations Act.
The Process We Follow
Your adviser acts as our Authorised Representative when providing personal advice to you and therefore we are responsible for any advice given. Your adviser is under an obligation to act in your best interests in relation to any personal advice provided to you (known as the ‘best interest duty’).
Documents You May Receive:
Statement of Advice (SoA) or Record of Advice (RoA):
Before providing personal advice, we collect information about you and provide a detailed statement setting out our advice and the basis upon which it is given.
Product Disclosure Statement (PDS):
If a particular financial product is recommended, you must be provided with a PDS containing information about benefits, risks and features.
For your protection, you should never:
• Sign any blank forms or documents
• Appoint any financial adviser to act as your attorney or authorised signatory
• Nominate any financial adviser to receive your statements without you also receiving a copy
• Give your adviser unclear or misleading instructions or false information
Compliance Information
Our regulatory status and professional standards that ensure your financial advice meets the highest industry requirements.
Corporate Authorised Representative
Wealthlabplus Pty Ltd, Corporate Authorised Representative No. 001311287
AFS Licensee
Index Tracking Financial Advice Pty Ltd (AFSL No: 566193)
Last Updated
Legal documents updated 21.08.26
Professional Standards
Compliant with ASIC regulations and industry best practices