Legal Documentation

Continuing Professional Development Policy

MiPlan Advisory’s commitment to maintaining the highest standards of professional competence through continuous learning and development.
As an Australian Financial Services Licensee, MiPlan Advisory maintains a comprehensive CPD Policy for all financial advisers. Our policy addresses specific legislative requirements and ensures continuous professional competence.

Training Year

Our training year commences 1 July each year. All representatives must have an Individual Training Plan recorded in the Kaplan Ontrack system.

Minimum Requirements

40 hours minimum total training per year across five specific competency areas, with up to 4 hours permitted for professional reading.

Technical Competence

5 hours minimum
Enhance technical proficiency and ability to develop appropriate advice strategies

Client Care & Practice

5 hours minimum
Enhance ability to act as a client-centric practitioner

Regulatory Compliance

5 hours minimum
Understanding of legal obligations and compliance requirements

Professionalism & Ethics

5 hours minimum
Enhance capacity to act as an ethical professional

General Professional Development

5 hours minimum
Maintain and extend professional capabilities and knowledge

Training Coordinator

Scott Jackson

Responsible for CPD oversight and verification

Training Platform

Kaplan Ontrack System

Official training register and content provider

Record Keeping Requirements

Training records are requested at least quarterly to track compliance. Representatives not meeting targets must catch up by the following quarter or face reporting to ASIC.

Activities must include content specific to competency areas, be presented by suitably qualified persons, and contain assessment components.

Delivery Methods:

Assessment Required:

Entity: MiPlan Advisory Pty Ltd

ABN: 70 600 370 438

AFSL: 485478

Phone: 03 4323 2304

Training Coordinator: Scott Jackson

Scott Jackson (AR: 425977)

Phil Sproule (AR: 461432)

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