Legal & Compliance

Legal Documentation &
Compliance

Complete transparency in our operations, licensing, and regulatory compliance. Access all our legal documents and understand how we protect your interests.

Our Legal Documents

We believe in complete transparency. Access all our legal documentation to understand our services, compliance standards, and how we protect your interests.

Financial Services Guide

Essential

Complete information about our financial services, licensing, and how we operate

Privacy Policy

Imporant

How we collect, use, and protect your personal information

CPD Policy

Professional

Our Continuing Professional Development commitments and standards

Financial Services Guide DASH

Platform Specific

Financial Services Guide for our DASH Investment Services Managed Discretionary Account (MDA)

Compliance Information

Our regulatory status and professional standards that ensure your financial advice meets the highest industry requirements.

Corporate Authorised Representative

Wealthlabplus Pty Ltd
Jack Sprout Investment Management Pty Ltd
ATF The Trustee for Sproule & Jackson Investment Unit Trust
Corporate Authorised Representative No. 001318464

AFS Licensee

MiPlan Advisory Pty Ltd (AFSL No: 485478)

Last Updated

Legal documents updated January 2025

Professional Standards

Compliant with ASIC regulations and industry best practices

Questions About Our Legal Documentation?

If you have any questions about our legal documents, compliance status, or regulatory obligations, we’re here to provide clarity and transparency.